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From 1974 to 1995, Mark Fitterman served in various roles at the SEC, eventually becoming Associate Director in the Division of Market Regulation. He worked on implementing the 1975 Act Amendments, including establishing a National Market System and the Municipal Securities Rulemaking Board. He also was in charge of oversight and inspections of the exchanges, investment advisors and broker dealers prior to the creation of a separate Office of Compliance Inspections and Examinations.
Daniel Goelzer held a number of positions at the SEC from the mid-70’s through 1990, including Special Counsel in the Office of the General Counsel, Special Counsel to Chairman Harold Williams, Associate General Counsel for Counseling, Executive Assistant to Chairman John Shad, and General Counsel from 1983 to 1990. After leaving the SEC, he was partner at the law from of Baker & McKenzie LLP in Washington, DC until his appointment as a founding Board member of the Public Company Accounting Oversight Board (PCAOB) in 2003. He served as PCAOB’s Acting Chairman from 2009 – 2011, after which he returned to Baker & McKenzie. He was one of the founding Trustees of the SEC Historical Society.
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