Securities and Exchange Commission Historical Society

Programs

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October 21, 2019

Q&A with SEC Enforcement Division Co-Directors Stephanie Avakian & Steven Peikin

Presenter(s): SEC Enforcement Division Co-Directors, Stephanie Avakian and Stephen Peikin joined us for a live webcast Q&A. The program, moderated by former head of the Chicago regional office, Merri Jo Gillette, included discussion of SEC enforcement priorities in areas such as cybersecurity, FCPA, sanctions, and enterprise risk management.

Kristofer Swanson, Charles River Associates, and Steven Scholes, McDermott, Will & Emery LLP

September 24, 2019

Morgan Lewis Presents 2019 Spotlight on SEC Cyber Trends: A Conversation with Carolyn Welshhans

Presenter(s): Carolyn Welshhans, Associate Director and acting Cyber Unit Chief in the SEC's Enforcement Division discusses trends in today's emerging cyber landscape with Morgan Lewis partner Ivan Harris. Topics include initial coin offerings (ICOs), trading (hacking, account intrusion, and manipulations), cybersecurity controls, and issuer disclosures.

June 3, 2019

Roundtable of Former SEC Chairs

Moderator: Jay Clayton

Presenter(s): Richard C. Breeden, Christopher Cox, William H. Donaldson, Arthur Levitt, Harvey L. Pitt, David S. Ruder, Mary L. Schapiro, Elisse B. Walter, Mary Jo White

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